Senior Compliance Controller – Porto

Descrição do emprego

Fórum Selecção is looking for a Senior Compliance Controller (M/F) for a Corporate Bank (Porto).

Main tasks and goals:
• Execute Annual Control Testing Plan from Europe and HO by conducting planned and ad-hoc compliance
reviews in accordance with Compliance Control Manual (incl. quality assurance over Level 1 control
results);
• Effectively liaise with all relevant stakeholders (incl. Business Line Compliance Officers, Business (1LOD),
regional counterparts etc.) across all stages of the review process (i.e. planning / fieldwork / reporting /
action follow-up);
• Review harmonized control checklists for their continuous applicability and propose enhancements, where
applicable;
• Manage and take ownership in leading the remediation of compliance identified issues;
• Ensure that documentation is maintained in PRISCOP repository in line with the requirements of
Compliance Control Manual;
• Get involved in the annual non-compliance risk assessment (NCRA);
• Get involved in Compliance project work;
• Contribute and support the production of Management Information;
• Effectively escalate all issues and other matters of interest to management and/or wider compliance
organization;
• Contribute towards continuous enhancement of Compliance Control processes.
• Functional reporting to the Head of Europe Compliance Controls

Profile and skills we look for:
– A minimum of 3 years’ experience in compliance /legal / audit / control / organization domains
– Knowledges of local banking regulation, and Europeans texts (MIFID, Market Abuse…)
– Analytical skills and attention to detail
– Effective communicator across all levels of organization
– Ability to enforce positive change
– Proficiency in MS Office
– Fluent English

Project timing: 3 months could be renewed.

– Schedule between 9.00 am and 6.00 pm (Hybrid)
– Location: Porto

For apply, send your cv for emprego@forumseleccao.pt , with the reference “Senior Compliance Controller_Porto”